Quest CE Corporate Training Subscriptions
About this service
Quest CE provides enterprise compliance and continuing education training for financial institutions, delivered through a hosted compliance management platform. Firms with roughly 50-500+ users get a dedicated account executive to help launch and manage their account. Bundled services include CE courses, compliance questionnaires, policy attestations, conflict-of-interest tracking, and audit technology.
What's included
Access to Firm Element, Investment Advisor, AML, and other CE course catalogs.
Tools to collect and analyze data on annual compliance activities.
Tracking of outside business activities, gifts, entertainment, and similar disclosures.
Electronic hosting of internal policies and corporate documents for attestation.
Award-winning audit solution to limit risk exposures and manage internal audit processes.
A Quest CE account executive assists in launching and managing the enterprise account.
How It Works
Step 1: Schedule a demo
Submit the form to schedule a product demonstration with the sales team.
Step 2: Launch with account executive
A dedicated account executive assists in launching the enterprise account.
Step 3: Deliver training across the firm
Use the compliance management system to deliver training to the entire employee population.
Step 1: Schedule a demo
Submit the form to schedule a product demonstration with the sales team.
Step 2: Launch with account executive
A dedicated account executive assists in launching the enterprise account.
Step 3: Deliver training across the firm
Use the compliance management system to deliver training to the entire employee population.
Alternatives
View all alternatives →shares multiple categories, same pricing model
shares multiple categories, same pricing model
shares multiple categories, same pricing model
shares multiple categories, same pricing model
shares multiple categories, same pricing model
shares multiple categories, same pricing model
Frequently Asked Questions
What's included?
- Continuing Education catalogs
Access to Firm Element, Investment Advisor, AML, and other CE course catalogs.
- Compliance questionnaires
Tools to collect and analyze data on annual compliance activities.
- Conflict of interest tracking
Tracking of outside business activities, gifts, entertainment, and similar disclosures.
- Policy attestations
Electronic hosting of internal policies and corporate documents for attestation.
- Audit technology
Award-winning audit solution to limit risk exposures and manage internal audit processes.
- Dedicated account executive
A Quest CE account executive assists in launching and managing the enterprise account.
How long does it take?
This service is typically delivered on a custom timeline agreed upon before starting. Actual timelines may vary depending on the scope of work and current workload.
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